At KAP Global Investment Services, we are committed to providing transparency and clarity regarding the fees and commissions associated with our wealth management services. We believe that open and honest communication is essential to building trust with our clients.
Below, you will find a detailed breakdown of our fee and commission structure.
1. Investment Advisory Fees:
Our primary source of compensation is investment advisory fees, which are based on a percentage of the assets we manage on your behalf. These fees are typically assessed on a quarterly/annual basis and are calculated as a percentage of your total assets under management (AUM). The specific percentage may vary depending on the investment strategy and the amount of AUM.
2. Financial Planning Fees:
For clients who engage our financial planning services, we charge a separate fee. The fee for financial planning services is typically agreed upon in advance and is based on the complexity of your financial situation and the scope of the services provided. This fee is one-time or ongoing, depending on the nature of the engagement.
3. Transaction Costs:
When we execute transactions on your behalf, such as buying or selling securities, there may be associated transaction costs. These costs can include brokerage fees, exchange fees, and other charges related to the execution of trades. We strive to minimize these costs whenever possible and will disclose them to you in a clear and concise manner.
5. Commissions:
In some cases, we may receive commissions from third-party investment products or services that we recommend. However, we are committed to acting in your best interests and will always disclose any potential conflicts of interest related to commissions. We prioritize recommending products and services that align with your financial goals and objectives.
6. Performance-Based Fees:
We do charge performance-based fees, where our compensation is 40% above our watermark level. Our fees are primarily based on the AUM or the services we provide.
7. Fee Structure Transparency:
We will provide you with a clear and detailed fee schedule that outlines all charges associated with our services before you engage our services. This schedule will specify the types of fees, the frequency of assessment, and the calculation methodology.
8. Periodic Fee Review:
We regularly review our fee structure to ensure it remains competitive and aligned with industry standards. Any changes to our fee structure will be communicated to our clients in advance.
Please note that fees and commissions can vary depending on your specific investment strategy, financial goals, and the services you require. We encourage you to reach out to your dedicated KAP Global Investment Services advisor to discuss your individual fee structure in more detail.
If you have any questions or concerns regarding our fee and commission structure, please do not hesitate to contact us at investing@kapfinserv.com . We are committed to providing the highest level of service and transparency to help you achieve your financial objectives.
Note:- In case you need any clarification or wish to understand more on Fee and Commission Ratio, do E-mail us freely or visit our office any time from Monday to Friday ( working time: 9 am to 6 pm).
Sincerely,
Kunal Mehta
Fund Manager
KAP Global Investment Services
